Brian Thomlinson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fiske Plc

    FRN 124279

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Client dealing (since 10 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 10 Dec 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (12 Mar 2003 to 31 Oct 2007)
    • CF27 Investment Management (12 Mar 2003 to 31 Oct 2007)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • CF27 Investment Management (1 Dec 2001 to 4 Dec 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 4 Dec 2002)
  • Master Adviser Ltd (U445) (no longer approved here)

    FRN 171704

    • (10)Employed By (1 Dec 2001 to 14 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

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