Brian Taylor

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sterling Independent Advisers LLP (no longer approved here)

    FRN 469508

    • CF30 Customer (1 Nov 2007 to 21 Dec 2012)
    • CF10 Compliance Oversight (2 Oct 2007 to 21 Dec 2012)
    • CF11 Money Laundering Reporting (2 Oct 2007 to 21 Dec 2012)
    • CF21 Investment Adviser (2 Oct 2007 to 31 Oct 2007)
    • CF4 Partner (2 Oct 2007 to 24 Apr 2014)
    • CF8 Apportionment and Oversight (2 Oct 2007 to 31 Mar 2009)
    • Responsible for Insurance Mediation (2 Oct 2007 to 21 Dec 2012)
  • Sterling Independent Advisers (no longer approved here)

    FRN 172804

    • (1)Employed By (1 Oct 1998 to 30 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.