Brian Stockbridge

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Sentinel Corporate Finance Limited

    FRN 760668

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Jun 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 8 Jun 2020)
    • CF11 Money Laundering Reporting (1 Mar 2017 to 8 Dec 2019)
    • CF1 Director (1 Mar 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Mar 2017 to 8 Dec 2019)
    • CF3 Chief Executive (1 Mar 2017 to 8 Dec 2019)
    • CF30 Customer (1 Mar 2017 to 8 Dec 2019)
  • The Fund Incubator Limited (no longer approved here)

    FRN 208716

    • [FCA CF] Client dealing (9 Dec 2019 to 9 Aug 2021)
  • ALFRED HENRY CORPORATE FINANCE LIMITED (no longer approved here)

    FRN 181163

    • CF1 Director (AR) (19 May 2014 to 4 Oct 2016)
  • Zeus Capital Limited (no longer approved here)

    FRN 224621

    • CF30 Customer (19 Mar 2012 to 12 Jun 2013)
  • Allenby Capital Limited (no longer approved here)

    FRN 489795

    • CF30 Customer (21 Jan 2010 to 5 Jan 2012)
  • Northland Capital Partners Limited (no longer approved here)

    FRN 155200

    • CF21 Investment Adviser (6 Oct 2005 to 13 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

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