Brian Stephen Jacques George Emerton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 5 Aug 2025)
    • CF1 Director (AR) (since 22 May 2025)
    • CF30 Customer (since 22 May 2025)
  • INTELLIGENT FINANCIAL ADVISORY SERVICES LTD

    FRN 1034243

    • (1)Employed By (since 22 May 2025)
  • Atomos Financial Planning Limited (no longer approved here)

    FRN 193503

    • [FCA CF] Client dealing (22 Nov 2022 to 30 Sep 2024)
    • [FCA CF] Functions requiring qualifications (22 Nov 2022 to 30 Sep 2024)
  • Throgmorton Investment Management Ltd (no longer approved here)

    FRN 516710

    • (8)Employed By (4 Mar 2010 to 24 Mar 2020)

Recent activity

Updates to this individual's record on the FCA register.

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