Brian Spendlove

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (11 Feb 2021 to 3 Oct 2025)
    • [FCA CF] Client dealing (21 Jan 2021 to 3 Oct 2025)
  • Daiwa Capital Markets Europe Limited (no longer approved here)

    FRN 124490

    • [FCA CF] Client dealing (9 Dec 2019 to 13 Feb 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 13 Feb 2020)
    • CF30 Customer (10 Aug 2015 to 8 Dec 2019)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 6 Dec 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 6 Dec 2013)
    • CF21 Investment Adviser (28 Feb 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.