Brian Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Perspective (North East) Limited (no longer approved here)

    FRN 150317

    • CF30 Customer (1 Nov 2007 to 23 Dec 2009)
    • CF21 Investment Adviser (9 Jan 2003 to 31 Oct 2007)
  • Johnston Financial Limited (no longer approved here)

    FRN 131706

    • CF1 Director (1 Dec 2001 to 8 Nov 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.