Brian Rozen

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barclays Capital Securities Limited

    FRN 124431

    • [FCA CF] Client dealing (since 7 Sep 2016)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (20 Feb 2006 to 31 Oct 2007)
  • GLG Partners LP (no longer approved here)

    FRN 186093

    • CF27 Investment Management (7 Jun 2004 to 31 Jan 2006)
    • CF21 Investment Adviser (7 Jun 2004 to 31 Jan 2006)
    • CF26 Customer Trading (7 Jun 2004 to 31 Jan 2006)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF21 Investment Adviser (1 Dec 2001 to 30 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.