Brian Roy Hallam

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Liberate Wealth (Thornton) Limited (no longer approved here)
FRN 622855
- (1)Employed By (25 Jul 2017 to 31 May 2019)
Liberate Wealth Solutions Limited (no longer approved here)
FRN 722573
- CF30 Customer (26 Jun 2017 to 31 May 2019)
Investacc Limited (no longer approved here)
FRN 154918
- CF30 Customer (1 Nov 2007 to 7 Aug 2012)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
Chartford Financial Management Ltd (no longer approved here)
FRN 192085
- Employed By (6 Apr 2000 to 7 Aug 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.