Brian Roger Halliwell

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • [FCA CF] Proprietary trader (7 Mar 2017 to 26 Jan 2024)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2017 to 1 Apr 2019)
    • CF29 Significant management (8 Jul 2008 to 6 Mar 2016)
    • CF26 Customer Trading (1 Dec 2001 to 28 Sep 2006)
  • The Bank of New York Mellon (International) Limited (no longer approved here)

    FRN 183100

    • [FCA CF] Proprietary trader (7 Mar 2017 to 26 Jan 2024)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2017 to 1 Apr 2019)
    • CF29 Significant management (8 Jul 2008 to 6 Mar 2016)
    • CF26 Customer Trading (1 Dec 2001 to 28 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.