Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 28 May 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 10 Mar 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Mar 2025)
    • CF30 Customer (7 Oct 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (7 Oct 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (7 Oct 2011 to 8 Dec 2019)
    • CF4 Partner (7 Oct 2011 to 8 Dec 2019)
  • Encore Ventures LLP (no longer approved here)

    FRN 510101

    • CF10 Compliance Oversight (9 Mar 2010 to 13 May 2010)
    • CF4 Partner (9 Mar 2010 to 31 Mar 2011)
    • CF30 Customer (9 Mar 2010 to 31 Mar 2011)
    • CF11 Money Laundering Reporting (9 Mar 2010 to 13 May 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.