Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HUMPHRIES IFA LIMITED (no longer approved here)

    FRN 444484

    • [FCA CF] Client dealing (20 May 2025 to 31 Jan 2026)
    • [FCA CF] Functions requiring qualifications (20 May 2025 to 31 Jan 2026)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Jul 2002 to 25 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.