Brian Robert Hellyer

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Jupp Castle Financial Services Limited

    FRN 465681

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Manager of certification employee (since 23 Mar 2020)
    • [FCA CF] Functions requiring qualifications (since 23 Mar 2020)
    • [FCA CF] Client dealing (since 23 Mar 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 5 May 2016)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (9 May 2007 to 31 Oct 2007)
    • CF1 Director (9 May 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (9 May 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (9 May 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (9 May 2007 to 31 Mar 2009)
    • Responsible for Insurance Mediation (9 May 2007 to 30 Sep 2018)
  • Sterling & Law Group Plc (no longer approved here)

    FRN 216784

    • CF21 Investment Adviser (2 Nov 2005 to 8 May 2007)
  • ADVISER BUSINESS SOLUTIONS LIMITED (no longer approved here)

    FRN 190181

    • CF21 Investment Adviser (1 Dec 2001 to 15 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

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