Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Nov 2020)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (9 Dec 2019 to 27 Oct 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Oct 2020)
    • CF30 Customer (22 Aug 2019 to 8 Dec 2019)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2003)
    • CF4 Partner (AR) (1 Dec 2001 to 1 Nov 2003)
  • Echelon Financial Management Stanley Ltd (no longer approved here)

    FRN 200743

    • (3)Employed By (1 Dec 2001 to 1 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.