Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HUTCHISON & WHITE LTD (no longer approved here)

    FRN 478956

    • SMF3 Executive Director (9 Dec 2019 to 3 Feb 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 21 May 2019)
    • CF11 Money Laundering Reporting (1 May 2008 to 21 May 2019)
    • CF1 Director (1 May 2008 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 May 2008 to 30 Sep 2018)
    • CF30 Customer (1 May 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 May 2008 to 21 May 2019)

Recent activity

Updates to this individual's record on the FCA register.

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