Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Apr 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2020)
    • CF30 Customer (27 May 2011 to 20 Mar 2015)
    • CF21 Investment Adviser (14 Jan 2005 to 15 Sep 2006)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (21 Feb 2011 to 1 May 2011)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • CF21 Investment Adviser (23 Dec 2003 to 14 Jan 2005)
    • CF22 Investment Adviser (Trainee) (26 Mar 2003 to 23 Dec 2003)
  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • CF21 Investment Adviser (23 Dec 2003 to 14 Jan 2005)
    • CF22 Investment Adviser (Trainee) (26 Mar 2003 to 23 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.