Brian Peter Rumsey

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • R & H Partnership

    FRN 608143

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (28 Jan 2014 to 8 Dec 2019)
    • CF4 Partner (28 Jan 2014 to 8 Dec 2019)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (1 Nov 2007 to 30 Jul 2008)
    • CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • BPR Financial Services (no longer approved here)

    FRN 184291

    • Employed By (1 Dec 2001 to 30 Jul 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.