Brian Perry Niles

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley Investment Management Limited

    FRN 121920

    • [FCA CF] Significant management (since 25 Mar 2024)
    • [FCA CF] Manager of certification employee (since 1 Oct 2022)
    • [FCA CF] Material risk taker (since 1 Oct 2022)
    • [FCA CF] Client dealing (since 1 Oct 2022)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Manager of certification employee (7 Sep 2016 to 30 Sep 2022)
    • [FCA CF] Client dealing (7 Sep 2016 to 30 Sep 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 30 Sep 2022)
    • CF30 Customer (10 Dec 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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