Brian Perry

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Toronto-Dominion Bank

    FRN 124859

    • SMF3 Executive Director (since 17 Dec 2024)
    • [FCA CF] Client dealing (since 13 Jul 2022)
    • [FCA CF] Algorithmic trading (since 13 Jul 2022)
    • SMF22 Other Local Responsibility (8 Jun 2017 to 17 Dec 2024)
    • CF29 Significant management (24 Jan 2014 to 6 Mar 2016)
    • CF30 Customer (26 Jul 2013 to 6 Mar 2016)
  • TD Bank Europe Limited

    FRN 165556

    • SMF18 Other Overall Responsibility (since 23 Jul 2021)
    • SMF18 Other Overall Responsibility (8 Jun 2017 to 7 Dec 2020)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (11 May 2010 to 12 Apr 2013)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 12 Mar 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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