Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WREN STERLING FINANCIAL PLANNING LIMITED
FRN 665653
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (16 Mar 2015 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 11 Apr 2013)
- CF22 Investment Adviser (Trainee) (28 Feb 2005 to 9 Feb 2006)
- CF21 Investment Adviser (1 Dec 2001 to 2 Aug 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.