Brian Norman Gent

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Gent & Craig Insurances Ltd

    FRN 474850

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF11 Money Laundering Reporting (15 May 2012 to 8 Dec 2019)
    • CF1 Director (1 Feb 2008 to 8 Dec 2019)
    • CF30 Customer (1 Feb 2008 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Feb 2008 to 31 Mar 2009)
    • Responsible for Insurance Mediation (1 Feb 2008 to 30 Sep 2018)
  • G&C INSURANCE SERVICES LIMITED (no longer approved here)

    FRN 788597

    • CF3 Chief Executive (8 Dec 2017 to 14 Jan 2019)
    • CF1 Director (8 Dec 2017 to 16 Jul 2018)

Recent activity

Updates to this individual's record on the FCA register.

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