Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 19 Jun 2024)
    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 4 Jul 2024)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (3 Jul 2016 to 1 Jul 2018)
    • CF30 Customer (24 Aug 2009 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 18 Jan 2005)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 31 Mar 2009)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.