Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Commerzbank AG (no longer approved here)

    FRN 124920

    • [FCA CF] Manager of certification employee (21 Dec 2018 to 11 Nov 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 11 Nov 2022)
    • CF30 Customer (21 Feb 2014 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 15 Apr 2013)
    • CF21 Investment Adviser (30 May 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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