Brian McArthur

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Santander UK Plc (no longer approved here)
FRN 106054
- CF30 Customer (24 Apr 2008 to 18 Dec 2008)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF21 Investment Adviser (16 Jul 2003 to 16 Jun 2006)
- CF22 Investment Adviser (Trainee) (17 Jun 2002 to 16 Jul 2003)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF21 Investment Adviser (1 Dec 2001 to 7 Jun 2002)
Scottish Widows Administration Services Limited (no longer approved here)
FRN 139398
- CF21 Investment Adviser (1 Dec 2001 to 7 Jun 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.