Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [FCA CF] Manager of certification employee (since 17 Apr 2024)
- [PRA CF] Significant risk taker or Material risk taker (since 15 Mar 2023)
- [FCA CF] Client dealing (since 6 Apr 2021)
- [PRA CF] Managing a material risk taker (16 Sep 2021 to 21 Jul 2022)
- [FCA CF] Manager of certification employee (28 Jan 2021 to 9 Mar 2023)
- [PRA CF] Significant risk taker or Material risk taker (1 Oct 2019 to 7 May 2020)
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HSBC UK Bank Plc
FRN 765112
- [PRA CF] Significant risk taker or Material risk taker (since 15 Mar 2023)
- [PRA CF] Managing a material risk taker (16 Sep 2021 to 21 Jul 2022)
- [FCA CF] Manager of certification employee (19 Apr 2021 to 6 Jul 2022)
- [PRA CF] Significant risk taker or Material risk taker (28 Jan 2021 to 9 Sep 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.