Brian Malthouse

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (10 Nov 2021 to 8 Sep 2022)
    • CF30 Customer (1 Nov 2007 to 24 Feb 2015)
    • CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (10 Nov 2021 to 8 Sep 2022)
    • CF30 Customer (1 Nov 2007 to 24 Feb 2015)
    • CF21 Investment Adviser (25 Aug 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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