Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF14 Senior Independent Director (19 Aug 2020 to 31 Oct 2023)
- SMF10 Chair of the Risk Committee (10 Jan 2019 to 9 Nov 2023)
- Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 9 Jan 2019)
- CF2 Non Executive Director (5 Feb 2016 to 6 Mar 2016)
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- CF20 Significant Mgt (Settlements) (10 Dec 2002 to 12 Feb 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 9 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.