Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 12 Oct 2018)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 12 Oct 2018)
    • CF30 Customer (24 Apr 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (24 Apr 2014 to 30 Sep 2018)
    • CF1 Director (24 Apr 2014 to 8 Dec 2019)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF21 Investment Adviser (1 Dec 2001 to 6 Dec 2002)
    • CF7 Sole Trader (AR) (1 Dec 2001 to 6 Dec 2002)
  • The Independent Financial Advice Centre (Paisley) (no longer approved here)

    FRN 165829

    • (4)Employed By (1 Dec 2001 to 6 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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