Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2025)
- Responsible for Insurance Distribution (1 Oct 2018 to 12 Oct 2018)
- Responsibility for MCD Intermediation (21 Mar 2016 to 12 Oct 2018)
- CF30 Customer (24 Apr 2014 to 8 Dec 2019)
- Responsible for Insurance Mediation (24 Apr 2014 to 30 Sep 2018)
- CF1 Director (24 Apr 2014 to 8 Dec 2019)
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- CF21 Investment Adviser (1 Dec 2001 to 6 Dec 2002)
- CF7 Sole Trader (AR) (1 Dec 2001 to 6 Dec 2002)
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- (4)Employed By (1 Dec 2001 to 6 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.