Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
    • CF8 Apportionment and Oversight (9 Mar 2015 to 8 Dec 2019)
  • Itc Compliance Limited (no longer approved here)

    FRN 313486

    • SMF3 (AR) Executive Director function (9 Dec 2019 to 12 Aug 2025)
    • CF1 Director (AR) (12 Feb 2007 to 5 Mar 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.