Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF29 Limited scope function (limited scope SMCR firms only) (9 Dec 2019 to 17 Dec 2019)
- Responsible for Insurance Mediation (2 Sep 2015 to 16 Mar 2018)
- CF1 Director (2 Sep 2015 to 8 Dec 2019)
- CF11 Money Laundering Reporting (2 Sep 2015 to 25 Sep 2017)
- CF28 Systems and controls (2 Sep 2015 to 25 Sep 2017)
- CF8 Apportionment and Oversight (6 Aug 2012 to 8 Dec 2019)
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- CF1 Director (AR) (23 Jun 2015 to 20 May 2016)
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- Employed By (23 Jun 2015 to 20 May 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.