Brian John Cuthbertson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Chase de Vere Independent Financial Advisers limited (no longer approved here)
FRN 137914
- CF30 Customer (9 May 2017 to 10 Nov 2017)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (28 Jan 2015 to 6 Mar 2016)
Bank of Scotland plc (no longer approved here)
FRN 169628
- CF30 Customer (1 Nov 2007 to 11 Nov 2012)
- CF22 Investment Adviser (Trainee) (9 Oct 2007 to 31 Oct 2007)
Santander UK Plc (no longer approved here)
FRN 106054
- CF21 Investment Adviser (17 Jan 2007 to 31 Jul 2007)
Clydesdale Bank Plc (no longer approved here)
FRN 121873
- CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.