Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 29 Oct 2008)
    • CF29 Significant management (1 Nov 2007 to 29 Oct 2008)
    • CF17 Significant Mgt (Other Business Operations) (15 Nov 2006 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (15 Nov 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 31 Oct 2007)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF2 Non Executive Director (5 Aug 2004 to 3 Jun 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.