Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (1 Feb 2024 to 31 Jan 2025)
- SMF9 Chair of the Governing Body (15 Nov 2022 to 15 Nov 2023)
- SMF27 Partner (15 Nov 2022 to 31 Jan 2025)
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- SMF9 Chair of the Governing Body (9 Dec 2019 to 28 May 2020)
- CF2 Non Executive Director (10 Aug 2009 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 12 Sep 2008)
- CF27 Investment Management (28 May 2004 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 12 Sep 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.