Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 23 Sep 2024)
    • [FCA CF] Manager of certification employee (since 23 Sep 2024)
  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • [FCA CF] Manager of certification employee (14 Mar 2023 to 26 Jan 2026)
    • [FCA CF] Client dealing (20 Feb 2023 to 26 Jan 2026)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • [FCA CF] Client dealing (9 Aug 2018 to 31 Dec 2022)
    • [FCA CF] Material risk taker (9 Aug 2018 to 31 Dec 2022)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (5 Aug 2015 to 6 Mar 2016)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • CF30 Customer (14 Jun 2011 to 20 Jun 2014)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • CF30 Customer (6 Dec 2010 to 12 May 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.