Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SMBC Bank International plc
FRN 223304
- [FCA CF] Client dealing (since 23 Sep 2024)
- [FCA CF] Manager of certification employee (since 23 Sep 2024)
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- [FCA CF] Manager of certification employee (14 Mar 2023 to 26 Jan 2026)
- [FCA CF] Client dealing (20 Feb 2023 to 26 Jan 2026)
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- [FCA CF] Client dealing (9 Aug 2018 to 31 Dec 2022)
- [FCA CF] Material risk taker (9 Aug 2018 to 31 Dec 2022)
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- CF30 Customer (5 Aug 2015 to 6 Mar 2016)
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- CF30 Customer (14 Jun 2011 to 20 Jun 2014)
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- CF30 Customer (6 Dec 2010 to 12 May 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.