Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • CF30 Customer (17 Sep 2015 to 18 Mar 2016)
  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • CF30 Customer (21 Nov 2007 to 15 Dec 2014)
    • CF29 Significant management (21 Nov 2007 to 21 Sep 2009)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF29 Significant management (1 Nov 2007 to 21 Sep 2009)
    • CF30 Customer (1 Nov 2007 to 15 Dec 2014)
    • CF16 Significant Mgt (Desgntd Investment Business) (29 Mar 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (2 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.