Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 15 Nov 2023)
    • [FCA CF] Functions requiring qualifications (since 15 Nov 2023)
    • Director of firm who is not a certification employee or a SMF manager (since 28 Jul 2023)
    • [FCA CF] Functions requiring qualifications (24 Mar 2021 to 28 Jul 2023)
    • [FCA CF] Client dealing (24 Mar 2021 to 28 Jul 2023)
  • The Mortgage Exchange Ltd (no longer approved here)

    FRN 924718

    • [FCA CF] Functions requiring qualifications (31 Jul 2023 to 10 Nov 2023)

Recent activity

Updates to this individual's record on the FCA register.

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