Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Itc Compliance Limited
FRN 313486
- SMF3 (AR) Executive Director function (since 9 Dec 2019)
- CF1 Director (AR) (10 Oct 2011 to 8 Dec 2019)
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R.M. Fisher Limited
FRN 660194
- SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
- CF8 Apportionment and Oversight (30 Mar 2015 to 8 Dec 2019)
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R.M. Fisher Limited
FRN 565054
- (1)Employed By (since 10 Oct 2011)
Recent activity
Updates to this individual's record on the FCA register.
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