Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 24 Mar 2022)
    • [FCA CF] Client dealing (since 5 Jan 2022)
    • SMF1 Chief Executive (31 Mar 2024 to 1 Apr 2026)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • [FCA CF] Manager of certification employee (12 May 2020 to 5 Nov 2020)
  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • [FCA CF] Manager of certification employee (12 May 2020 to 5 Nov 2020)
    • CF2 Non Executive Director (1 Dec 2017 to 8 Dec 2019)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (27 Dec 2019 to 31 Dec 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (3 Jun 2016 to 27 Oct 2016)
    • [PRA CF] Significant risk taker or Material risk taker (3 Jun 2016 to 27 Oct 2016)
    • [FCA CF] Manager of certification employee (3 Jun 2016 to 27 Oct 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (4 Oct 2006 to 31 Oct 2007)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF16 Significant Mgt (Desgntd Investment Business) (21 Jan 2002 to 27 Dec 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 27 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.