Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • SMF19 Head of Overseas Branch/Head of Overseas (7 Mar 2016 to 10 Nov 2016)
    • CF1 Director (25 Jan 2013 to 6 Mar 2016)
    • CF3 Chief Executive (25 Jan 2013 to 6 Mar 2016)
  • TD Bank Europe Limited (no longer approved here)

    FRN 165556

    • SMF1 Chief Executive (7 Mar 2016 to 10 Nov 2016)
    • CF1 Director (25 Jan 2013 to 6 Mar 2016)
    • CF3 Chief Executive (25 Jan 2013 to 6 Mar 2016)
  • Interactive Investor Services Limited (no longer approved here)

    FRN 141282

    • CF2 Non Executive Director (27 Aug 2013 to 1 Mar 2017)

Recent activity

Updates to this individual's record on the FCA register.

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