Brian Glyn Rees

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Equity Release Supermarket Ltd (no longer approved here)
FRN 584063
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Dec 2022)
TenetLime Limited (no longer approved here)
FRN 311266
- CF1 Director (AR) (7 Aug 2015 to 5 Mar 2018)
Lighthouse Financial Services Ltd (no longer approved here)
FRN 409525
- (2)Employed By (7 Aug 2015 to 5 Mar 2018)
TenetConnect Limited (no longer approved here)
FRN 149826
- CF1 Director (AR) (1 Dec 2001 to 21 Nov 2002)
- CF21 Investment Adviser (1 Dec 2001 to 21 Nov 2002)
UK (Personal Financial Planning) Limited (no longer approved here)
FRN 137972
- Employed By (1 Oct 1998 to 21 Nov 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.