Brian Gerard Kelly

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WMG Advisors LLP

    FRN 419405

    • [FCA CF] Client dealing (since 10 Mar 2021)
    • [FCA CF] Material risk taker (since 10 Mar 2021)
    • [FCA CF] Manager of certification employee (since 10 Mar 2021)
    • CF30 Customer (12 Sep 2014 to 8 Dec 2019)
    • CF27 Investment Management (25 May 2005 to 12 Dec 2005)
    • CF21 Investment Adviser (25 May 2005 to 12 Dec 2005)
  • Mariana UFP LLP (no longer approved here)

    FRN 551170

    • CF30 Customer (13 Feb 2012 to 14 Aug 2014)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.