Brian George Ross

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Kellyhill Financial Planning Ltd (no longer approved here)

    FRN 989286

    • (3)Employed By (6 Jul 2023 to 8 Sep 2023)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • Appointed representative dealing with clients for which they require qualification (1 Mar 2021 to 5 Feb 2024)
    • CF1 Director (AR) (14 Jan 2021 to 8 Sep 2023)
    • [FCA CF] Client dealing (24 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (24 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (8 Oct 2013 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 8 Oct 2013)
    • CF21 Investment Adviser (4 Jun 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (13 Oct 2006 to 4 Jun 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 18 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.