Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 14 Dec 2016)
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Brian Emslie
FRN 766572
- Employed By (since 14 Dec 2016)
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- CF30 Customer (7 Feb 2013 to 30 Apr 2017)
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- CF30 Customer (2 Apr 2012 to 6 Apr 2013)
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- CF30 Customer (10 Mar 2011 to 1 Apr 2012)
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- Employed By (10 Mar 2011 to 6 Apr 2013)
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- Employed By (11 Feb 2003 to 22 Nov 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.