Brian Douglas Hensley

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (14 Aug 2017 to 31 Jan 2020)
    • [FCA CF] Manager of certification employee (14 Aug 2017 to 31 Jan 2020)
    • [FCA CF] Material risk taker (14 Aug 2017 to 31 Jan 2020)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Material risk taker (14 Aug 2017 to 31 Jan 2020)
    • [FCA CF] Client dealing (14 Aug 2017 to 31 Jan 2020)
    • [FCA CF] Manager of certification employee (14 Aug 2017 to 31 Jan 2020)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (17 Sep 2012 to 27 Mar 2015)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (31 Dec 2009 to 14 Jun 2012)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 20 Aug 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 20 Aug 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.