Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EFG Private Bank Limited (no longer approved here)

    FRN 144036

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 31 Mar 2021)
    • CF30 Customer (31 Jan 2014 to 6 Mar 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (22 Dec 2004 to 22 Aug 2005)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.