Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF9 Chair of the Governing Body (14 May 2018 to 1 Jul 2024)
- SMF11 Chair of the Audit Committee (22 Jun 2017 to 2 Nov 2018)
- SMF14 Senior Independent Director (26 Aug 2016 to 15 May 2018)
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- CF29 Significant management (1 Nov 2007 to 31 Dec 2011)
- CF30 Customer (1 Nov 2007 to 31 Dec 2011)
- CF21 Investment Adviser (8 Apr 2005 to 31 Oct 2007)
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2004 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 18 Feb 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 15 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.