Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • SMF9 Chair of the Governing Body (14 May 2018 to 1 Jul 2024)
    • SMF11 Chair of the Audit Committee (22 Jun 2017 to 2 Nov 2018)
    • SMF14 Senior Independent Director (26 Aug 2016 to 15 May 2018)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF29 Significant management (1 Nov 2007 to 31 Dec 2011)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2011)
    • CF21 Investment Adviser (8 Apr 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2004 to 31 Oct 2007)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (1 Dec 2001 to 18 Feb 2002)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 15 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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