Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF10a CASS Oversight function (1 Oct 2011 to 26 Apr 2013)
    • CF28 Systems and controls (12 Feb 2009 to 6 Aug 2012)
    • CF29 Significant management (1 Nov 2007 to 12 Jun 2008)
    • CF20 Significant Mgt (Settlements) (19 Oct 2006 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 2 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.