Brian David Innes

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The On-Line Partnership Limited

    FRN 192638

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF4 Partner (AR) (since 12 Apr 2021)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF4 Partner (AR) (16 Sep 2010 to 8 Aug 2018)
    • CF21 Investment Adviser (11 Jan 2007 to 31 Oct 2007)
    • CF1 Director (AR) (19 Sep 2003 to 9 Sep 2010)
    • CF22 Investment Adviser (Trainee) (19 Sep 2003 to 11 Jan 2007)
  • Brian Innes and Lynn Innes

    FRN 945211

    • Employed By (since 16 Mar 2021)
  • Brian Mellon Financial Ltd (no longer approved here)

    FRN 448829

    • Employed By (3 Jan 2012 to 4 Apr 2018)
  • Brian David Innes (no longer approved here)

    FRN 228442

    • Employed By (19 Sep 2003 to 16 Mar 2021)
  • Cameron Alexander Ltd (no longer approved here)

    FRN 200076

    • Employed By (15 Jun 2001 to 23 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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