Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CLSA (UK)
FRN 140836
- [FCA CF] Client dealing (since 16 Feb 2022)
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- [FCA CF] Client dealing (7 Mar 2016 to 19 Jul 2021)
- CF30 Customer (23 Mar 2015 to 6 Mar 2016)
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- CF30 Customer (23 Apr 2012 to 23 Oct 2014)
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- CF30 Customer (14 Mar 2011 to 11 Apr 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.