Brian Colin McLaren

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Coutts & Company

    FRN 122287

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 20 Nov 2019)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY

    FRN 114724

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • [FCA CF] Functions requiring qualifications (since 2 Apr 2018)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (12 Aug 2010 to 3 Dec 2012)
    • CF21 Investment Adviser (29 Dec 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (20 Nov 2003 to 29 Dec 2004)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Mar 2010 to 28 Jun 2010)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (30 May 2008 to 28 Feb 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.