Brian Clive Wright

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wright Financial Management Limited

    FRN 438932

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (9 Dec 2020 to 10 Dec 2020)
    • [FCA CF] Client dealing (9 Dec 2020 to 29 Oct 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 29 Oct 2024)
    • [FCA CF] Benchmark submission and administration (9 Dec 2020 to 10 Dec 2020)
    • SMF3 Executive Director (9 Dec 2019 to 28 Oct 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 28 Oct 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (17 Feb 2006 to 30 Sep 2018)
    • CF1 Director (17 Feb 2006 to 8 Dec 2019)
    • CF10 Compliance Oversight (17 Feb 2006 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (17 Feb 2006 to 8 Dec 2019)
    • CF21 Investment Adviser (17 Feb 2006 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (17 Feb 2006 to 31 Mar 2009)
  • Wright Financial Management (2862) (no longer approved here)

    FRN 200215

    • Employed By (11 Dec 1998 to 11 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

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